List of IIROC Dealer Members by Peer Group
1 INTEGRATED
BMO Nesbitt Burns Inc.*
CIBC World Markets Inc.*
National Bank Financial Inc.*
RBC Dominion Securities Inc.*
Scotia Capital Inc. *
TD Securities Inc. *
TD Waterhouse Canada Inc.
2 RETAIL
Aligned Capital Partners Inc.
Arton Investments
Assante Capital Management Ltd.*
ATB Securities Inc.
AURAY Capital Canada inc.
B2B Bank Securities Services Inc.
Canaccord Genuity Corp.*
CIBC Investor Services Inc.
CJ Securities Inc.
Credential Qtrade Securities Inc.*
Designed Securities Ltd.
Desjardins Securities Inc.*
Edward Jones *
Fidelity Clearing Canada ULC*
FIN-XO Securities Inc.
Friedberg Mercantile Group Ltd.*
Gravitas Securities Inc.*
Haywood Securities Inc.*
iA Private Wealth Inc.*
Investors Group Securities Inc.
IPC Securities Corporation
Laurentian Bank Securities Inc.*
Leduc International Financial Services Inc.
Leede Jones Gable Inc. *
LEGEND
1 INTEGRATED
National firm engaged in proprietary trading, retail
and institutional business, corporate finance and
research activities
2 RETAIL
Predominately servicing individual retail clients
3 RETAIL - TYPE 1 & 2 INTRODUCERS
4 MANAGED ACCOUNTS
5 ORDER EXECUTION ONLY (FORMERLY DISCOUNT
BROKERS)
6 INSTITUTIONAL
7 CORPORATE FINANCE
Predominately engaged in the distribution of
securities and research
8 ALTERNATIVE TRADING SYSTEM (ATS)
9 PROPRIETARY TRADING / OTHER
* PARTICIPANT
Manulife Securities Incorporated*
MD Management Limited
Morgan Stanley Wealth Management
Canada Inc.
Odlum Brown Limited*
PEAK Securities Inc.
PI Financial Corp.*
R.J. O'Brien & Associates Canada Inc.
Raymond James Ltd. *
Renaissance Capital Inc.
Research Capital Corporation*
RF Securities Clearing LP*
Sherbrooke Street Capital (SSC) Inc.
StoneX Financial (Canada) Inc.
Stuart Investment Management Limited
Worldsource Securities Inc.
3 RETAIL - TYPE 1 & 2 INTRODUCERS
Argosy Securities Inc.
Brant Securities Limited
Canada Life Securities Ltd.
Creation Wealth Capital Inc.
Echelon Wealth Partners Inc. *
Foster & Associates Financial Services Inc.
Hampton Securities Limited*
Harbourfront Wealth Management Inc.
Highgate Group Inc.
Integral Wealth Securities Limited*
JitneyTrade Inc.
Kernaghan & Partners Ltd.
Lakeshore Securities Inc.
Mandeville Private Client Inc.
Nour Private Wealth Inc.
OMG Wealth Management Inc.
OmniVita Custom Wealth Management
Inc.
Perry Securities Ltd.
Pollitt & Co. Inc.*
Portfolio HiWay Inc.
Queensbury Securities Inc.
Retire First Ltd.
RGF Wealth Management Ltd.
Richardson Wealth Limited
Rothenberg Capital Management Inc.
Secutor Capital Management Corporation
Sightline Wealth Management LP
Sprott Capital Partners LP
StephenAvenue Securities Inc.*
Vered Wealth Management (Canada)
Company Limited
Wellington-Altus Private Wealth Inc.*
4 MANAGED ACCOUNTS
Acker Finley Inc.
Caldwell Securities Ltd.*
Cumberland Private Wealth Management
Inc.
CWB McLean & Partners Wealth
Management Ltd.
Dubeau Capital & Cie Ltée
Generation IACP Inc.*
Goodwood Inc.
JC Clark Ltd.
K.J. Harrison & Partners Inc.
Kingwest & Company*
Mirabaud Canada Inc.
Professionals' Financial - Private
Management Inc.
PWL Capital Inc.
Sandstone Asset Management Inc.
Watt Carmichael Inc.
5 ORDER EXECUTION ONLY (FORMERLY
DISCOUNT BROKERS)
Admiral Markets Canada Ltd.
AGF Securities (Canada) Limited
BMO InvestorLine Inc.
Canadian ShareOwner Investments Inc.
CI Investment Services Inc.*
CMC Markets Canada Inc.
Fortrade Canada Limited
GAIN Capital - FOREX.com Canada Ltd.
Interactive Brokers Canada Inc. *
MogoTrade inc.*
OANDA (Canada) Corporation ULC
OTT Financial Canada Inc.
Questrade, Inc.*
RBC Direct Investing Inc.
TradeZero Canada Securities ULC
6 INSTITUTIONAL
Acumen Capital Finance Partners Limited*
ATB Capital Markets Inc.*
Barclays Capital Canada Inc.*
Beacon Securities Limited*
BNP Paribas (Canada) Securities Inc.
Cantor Fitzgerald Canada Corporation*
Casgrain & Company Limited
Citigroup Global Markets Canada Inc.*
Clarus Securities Inc.*
Cormark Securities Inc.*
Credit Suisse Securities (Canada), Inc.*
CTI Capital Securities Inc.
Deutsche Bank Securities Limited
Eight Capital *
Goldman Sachs Canada Inc. *
HSBC Securities (Canada) Inc.*
Instinet Canada Limited*
J.P. Morgan Securities Canada Inc.*
Confidentiality Warning: This report is intended only for the use of the intended recipient(s), it is confidential,
and may be privileged. If you are not the intended recipient, you are hereby notified that any review,
retransmission, copying, circulation or other use of this report is strictly prohibited.
April 2022
List of IIROC Dealer Members by Peer Group
CONT.
Jefferies Securities, Inc.
JonesTrading Canada Inc. *
Macquarie Capital Markets Canada Ltd.
Merrill Lynch Canada Inc.*
Morgan Stanley Canada Limited *
MUFG Securities (Canada), Ltd.
Paradigm Capital Inc.*
Pershing Securities Canada Limited*
Peters & Co. Limited*
PGM Global Inc.*
Pictet Canada L.P. *
Roth Canada, ULC
Sanford C. Bernstein (Canada) Limited
Société Générale Capital Canada Inc. *
State Street Global Markets Canada Inc. *
Stifel Nicolaus Canada Inc.*
Tudor, Pickering, Holt & Co. Securities -
Canada, ULC
UBS Securities Canada Inc.*
Velocity Trade Capital Ltd.*
Virtu ITG Canada Corp.*
Wells Fargo Securities Canada, Ltd.
Instinet Canada Cross Limited
Liquidnet Canada Inc.*
MarketAxess Canada Company
Perimeter Markets Inc.
Tradelogiq Markets Inc.
TriAct Canada Marketplace LP
9 PROPRIETARY TRADING / OTHER
Citadel Securities Canada ULC*
Independent Trading Group (ITG) Inc.*
SIG North Trading, ULC
Virtu Financial Canada, ULC
W.D. Latimer Co. Limited*
7 CORPORATE FINANCE
Bloom Burton Securities Inc.*
Emerging Equities Inc.*
INFOR Financial Inc.*
Lightyear Capital Inc.*
M Partners Inc.*
Maison Placements Canada Inc.*
Middlefield Capital Corporation
Mizuho Securities Canada Inc.
Rabo Securities Canada, Inc.
Red Cloud Securities Inc.
Sera Global Securities Canada LP
SMBC Nikko Securities Canada, Ltd.
8 ALTERNATIVE TRADING SYSTEM (ATS)
Bloomberg Tradebook Canada Company
CanDeal Markets Inc.
EquiLend Canada Corp.
Participant:(a) a dealer registered in accordance with securities legislation of any jurisdiction and who is: (i) a
member of an Exchange (ii) a user of a QTRS, or (iii) a subscriber of an ATS; or (b) a person who has been granted
trading access to a marketplace and who performs the functions of a derivatives market maker.
Confidentiality Warning: This report is intended only for the use of the intended recipient(s), it is confidential,
and may be privileged. If you are not the intended recipient, you are hereby notified that any review,
retransmission, copying, circulation or other use of this report is strictly prohibited.
